The Four-Dimensional Anderson Model: Formalization Blueprint

3 Layer L1a: Hepp trees

The multiscale bookkeeping structure of the paper’s §5.2, on the plane carrier with order-forgetting automorphisms (DESIGN.md §5.5).

Definition 7 Hepp trees, markings, multiplicities; paper Defs. 5.1, 5.3
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A Hepp tree is a plane rooted tree in which every internal node has at least two children (carrier PlaneTree; leaves are identified by their position paths), together with, as separate data: a marking \(N\colon \) branching nodes \(\to 2^{\mathbb {N}}\), strictly increasing toward the root, and multiplicities \(m\colon \) leaves \(\to \mathbb {N}_{\ge 2}\). Derived notation: \(\mathcal{B}\), \(\mathcal{L}\), \(\gamma _{\mathfrak n}\), subtrees, least common ancestors. Automorphisms are order-forgetting: recursive child permutations preserving subtree shape (and marks, for \(\mathrm{Aut}(\mathcal{T},N)\)); concretely accessed through recursive canonicalization. The finite group \(\mathrm{Aut}(\mathcal{T})\), its action on leaves and markings, and the stabilizer description of \(\mathrm{Aut}(\mathcal{T},N)\) are part of the checked definition layer.

Definition 8 Admissible embeddings; paper Def. 5.4
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For a marked Hepp tree: injections \((z_{\mathfrak l})\colon \mathcal{L} \to \mathbb {Z}^4_M\) with \(\lvert z_{\mathfrak l} - z_{{\mathfrak l}'}\rvert \ge \tfrac 12 N_{{\mathfrak l}\vee {\mathfrak l}'}\) and the linked-children condition (b); realizability \(Z \leftrightarrow (\mathcal{T}, N)\); the multiset/multiplicity variants.

Lemma 9 Existence of realizing trees; paper Lemma 5.5
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Every finite \(Z \subseteq \mathbb {Z}^4_M\) is realized by some marked Hepp tree with \(1 {\lt} N_{\mathfrak n} \lesssim M\) (greedy scale construction); every paired vector \((y_j)\) is realized in the multiplicity sense with even multiplicities.

The master reduction of the counting sum (5.5): fix the tree (\(C^n\) choices by 3), the multiplicities and the ordering data; the symmetry-factor denominator; and the word-sum bound (5.10) in the normalization of 13, with \(\mathrm{pairedWordSum}\) on the left and \(\big(\prod _{\mathfrak l}(m_{\mathfrak l}/2)!/m_{\mathfrak l}!\big) \mathrm{paperSum}\) on the right exactly as printed.

The sufficient parent-function injection estimate \(\sum _{\mathcal H}\prod _i (1 + w_i)^{d(i)-1} \le \big(q + \sum _i w_i\big)^{q-1}\) used in Step 5 of the proof of 12. This replaces the paper’s exact weighted Cayley identity by the weaker conclusion actually needed in (5.24)–(5.25), obtained from an injection into parent functions.

Proposition 12 Volume estimate; paper Prop. 5.6
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The orbit-stabilizer lower bound (5.12) for the number of markings realizing a given embedding, and the embedding-counting upper bounds (5.13)–(5.14) with automorphism factors \(\lvert \mathrm{Aut}(\mathcal{T})\rvert / \lvert \mathrm{Aut}(\mathcal{T},N)\rvert \) and \(\prod _{\mathfrak n} N_{\mathfrak n}^{4(\gamma _{\mathfrak n}-1)}\) (and the \(\langle z_0 - z_1\rangle ^{-4}\)-refined variant). Six-step proof as in the paper’s §5.3.